Business Operation Rules >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission   39/2541 (Synopsis)   30/10/1998 12/11/1998
  Report/Form (Notification of Securities and Exchange Commission) Form 90-12 Application for an Approval of Company Merging and the Establishment of Subsidiaries Company
  Report/Form (Notification of Securities and Exchange Commission) Form 90-13 Application for a License to Undertake Securities Business of Subsidiaries Company Established by the Merged Company
  Report/Form (Notification of Securities and Exchange Commission) Form 90-14 Application for a License to Undertake Securities Business of Securities Company which Take Over the Business of Other Securities Companies
3. Circular   5/2539    16/02/1996